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Subject: Law (Grad) (LAWS)
CRN: 22805
In Person | Lecture
Minneapolis: School Of Law 238
Requirements Met:
LLM/MSL Elective
This course will examine federal and state securities laws that regulate the process of financing business by dis- tributing securities to the public. Topics will include the nature of a security, exemptions from registration, sec- urities distribution and trading, the functions of the Securities and Exchange Commission, registration and disclosure requirements, "blue sky" laws, proxy rules, broker/dealer regulation, the regulation of investment companies and civil liabilties. Prerequisite: Business Associations
3 Credits